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互聯(lián)網(wǎng)證券買賣協(xié)議(附加於現(xiàn)金/保證金客戶協(xié)議書)

發(fā)布時(shí)間:2023-01-20

互聯(lián)網(wǎng)證券買賣協(xié)議(附加於現(xiàn)金/保證金客戶協(xié)議書)(精選3篇)

互聯(lián)網(wǎng)證券買賣協(xié)議(附加於現(xiàn)金/保證金客戶協(xié)議書) 篇1

  本人/吾等乃貴公司證券戶口_________號(hào)(“戶口”)之戶口持有人,本人/吾等之證券客戶合約於_________簽訂。本人/吾等同意開立一個(gè)或多個(gè)證券買賣戶口,并同意以本人/吾等名義或代表本人/吾等就證券買賣及相關(guān)事宜,通過網(wǎng)上交易服務(wù)運(yùn)作戶口,本人/吾等同意,戶口由貴公司透過貴公司的網(wǎng)上交易服務(wù)按照證券客戶合約及下列條款及條件(并受其規(guī)限)運(yùn)作:

  1.定義及解釋

  1.1 在本協(xié)議中,以下詞語具有下列涵義:

  “進(jìn)入密碼”指密碼及戶口號(hào)碼;

  “戶口”指本人在貴公司開立的互聯(lián)網(wǎng)買賣戶口,經(jīng)由網(wǎng)上交易服務(wù)運(yùn)作;

  “網(wǎng)上交易服務(wù)”指_________根據(jù)本協(xié)議提供的網(wǎng)上買賣服務(wù),包括電子買賣服務(wù),_________網(wǎng)址上的任何資料,以及其中的軟件;

  “電子買賣服務(wù)”指本人/吾等發(fā)出電子指令的設(shè)施,以及網(wǎng)上交易服務(wù)提供的資訊服務(wù);

  “指令”指以電子方式買賣證券的買賣指令或其他處理指令;

  “互聯(lián)網(wǎng)買賣政策”指有關(guān)網(wǎng)上交易服務(wù)運(yùn)作的政策(經(jīng)不時(shí)修訂);

  “密碼”指本人/吾等與帳號(hào)一并使用的個(gè)人密碼,據(jù)之可進(jìn)入該服務(wù);

  “證券客戶合約”指_________公司之現(xiàn)金客戶協(xié)議書或保證金客戶協(xié)議書;

  “_________”指_________公司;

  “帳號(hào)”指客戶與密碼一并使用的個(gè)人密碼,據(jù)之可進(jìn)入電子買賣服務(wù),以及其他網(wǎng)上交易服務(wù)提供的服務(wù);

  1.2 單數(shù)詞語包括眾數(shù)詞語,反之亦然。提到一種性別之處,包括所有性別。“人士”一詞,包括商號(hào)或獨(dú)資經(jīng)營,合伙經(jīng)營,集團(tuán)及法人公司,反之亦然。

  2.網(wǎng)上交易服務(wù)

  2.1 本人/吾等了解,電子買賣服務(wù)為一半自動(dòng)設(shè)施,讓本人/吾等發(fā)出電子指令,并接收信息服務(wù)。

  2.2 本人/吾等同意使用電子買賣服務(wù),必須遵照本協(xié)議條款及證券客戶合約。本人/吾等使用日後經(jīng)由網(wǎng)上交易服務(wù)提供的其他服務(wù),亦必須遵照本協(xié)議條款及客戶協(xié)議書。

  2.3 本人/吾等為戶口項(xiàng)下電子買賣服務(wù)的唯一獲授權(quán)使用者。本人/吾等需對進(jìn)入密碼的保密及使用承擔(dān)責(zé)任。本人/吾等承認(rèn)及同意,本人/吾等需就使用進(jìn)入密碼輸進(jìn)電子買賣服務(wù)的所有指令負(fù)責(zé),而貴公司,貴公司董事,高級(jí)職員或雇員概毋需對本人/吾等,或經(jīng)由本人/吾等提出申索的任何其他人士(就任何有關(guān)處理,錯(cuò)誤處理或遺失任何指示)的申索承擔(dān)責(zé)任。

  2.4 本人/吾等承認(rèn),網(wǎng)上交易服務(wù)的所有人權(quán)益屬貴公司。本人/吾等保證及承諾,本人/吾等不會(huì)(亦不會(huì)嘗試)平擾,修改,拆解,易轉(zhuǎn),操縱或以其他方式修改(且亦不會(huì)嘗試未獲授權(quán)進(jìn)入)網(wǎng)上交易服務(wù)的任何部份。本人吾等承認(rèn),若本人/吾等在任何時(shí)候違反是項(xiàng)保證及承諾,或?qū)嵐驹谌魏螘r(shí)候合理懷疑本人/吾等違反是項(xiàng)保證及承諾,則貴公司可向本人/吾等采取法律行動(dòng)。本人/吾等承諾,若本人/吾等知悉任何人士干犯本段上文所述任何行動(dòng),則本人/吾等須即時(shí)通知貴公司。

  2.5 本人/吾等進(jìn)一步承認(rèn)及同意,作為使用電子買賣服務(wù)發(fā)出指令的先決條件,若有下列情況,本人/吾等需即時(shí)通知貴公司:

  a.有關(guān)戶口的指令已經(jīng)由電子買賣服務(wù)作出,而本人/吾等未收到命令編號(hào);

  b.有關(guān)戶口的指令已經(jīng)由電子買賣服務(wù)作出,而本人/吾等未收到對指令或其執(zhí)行的準(zhǔn)確認(rèn)收(不論經(jīng)硬本,電子或口頭);

  c.本人/吾等收到交易指示的認(rèn)收(不論經(jīng)硬本,電子或口頭),但該等交易指示并非本人/吾等作出,或其他類似的不一致情況;

  d.本人/吾等知悉戶口號(hào)碼或密碼的任何未經(jīng)授權(quán)使用。

  2.6 本人/吾等了解,貴公司擬備網(wǎng)上買賣政策,列出網(wǎng)上交易服務(wù)運(yùn)作政策及程序。該政策可經(jīng)由網(wǎng)址取得,在任何時(shí)候均適用。該政策的條款,對本人/吾等對使用網(wǎng)上交易服務(wù)具約束力。若本協(xié)議條款與網(wǎng)上買賣政策不一致,以本協(xié)議條款為準(zhǔn)。

  2.7 本人/吾等承認(rèn)_________網(wǎng)址若提供報(bào)價(jià)服務(wù),乃由貴公司不時(shí)指定的第三方提供者提供。本人/吾等承認(rèn)及同意,對本人/吾等在任何方面因報(bào)價(jià)服務(wù)或因本人/吾等依賴該服務(wù)而發(fā)生或與之有關(guān)的任何損失,費(fèi)用,支出,損害賠償或申索貴公司概毋須承擔(dān)責(zé)任。

  2.8 本人/吾等了解,就提供資訊而言,電子買賣服務(wù)只提供由第三方刊發(fā)的證券資料。因市場波動(dòng)及資料傳送過程的延誤,該等資料可能并非有關(guān)證券或投資的實(shí)時(shí)市場報(bào)價(jià)。本人/吾等了解,雖然貴公司相信該等資料可靠,但沒有獨(dú)立基準(zhǔn)可茲證實(shí)(否定)所提供資料的準(zhǔn)確及完整性。本人/吾等了解,不應(yīng)從所提供的任何證券或投資資料而推斷貴公司作出任何推薦或認(rèn)可。

  2.9 本人/吾等了解,在電子買賣服務(wù)中提供的資料,以“現(xiàn)狀”及“可提供”基準(zhǔn)提供,貴公司并不保證該等資料的時(shí)候,順序,準(zhǔn)確性,足夠性或完整性。貴公司沒有就該等資料作出明示或默示保證(包括但不限於可商售性或就某一用途的適合性而作出的保證)。

  2.10 本人/吾等接受經(jīng)由互聯(lián)網(wǎng)或其他電子方法或設(shè)施接受或取得服務(wù)以及經(jīng)由互聯(lián)網(wǎng)或其他電子設(shè)備或設(shè)施溝通或進(jìn)行交易所帶來的風(fēng)險(xiǎn)。

  3.戶口

  3.1 本人/吾等承認(rèn),本人/吾等只可經(jīng)由互聯(lián)網(wǎng)進(jìn)入戶口,本人/吾等承認(rèn),若本人/吾等在經(jīng)由互聯(lián)網(wǎng)接觸貴公司時(shí)有任何困難,本人/吾等需嘗試使用其他方法與貴公司溝通,并把所遇困難知會(huì)貴公司。

  3.2 開戶口時(shí),本人/吾等需在戶口申請表上寫明本人/吾等就使用該服務(wù)而存入首筆按金的款額。該款額可由本人/吾等親自以支票,銀行本票存入或以電傳存入貴公司的辦事處或銀行戶口。本人/吾等承認(rèn)貴公司收到戶口申請表上所載有效款項(xiàng)後,方會(huì)把進(jìn)入密碼通知本人/吾等。

  4.指令——經(jīng)網(wǎng)上交易服務(wù)買賣

  4.1 如因故障,通訊設(shè)施傳送失敗,或通訊媒體不可靠或并非貴公司所能控制或預(yù)期的一或多項(xiàng)原因,以致在傳送,收取或執(zhí)行指令上有所延誤貴公司毋須承擔(dān)責(zé)任。

  4.2 本人/吾等了解,向傳播市場資料的各方提供市場資料的每一參與證券交易所或組織,對其提供的全部資料申張財(cái)產(chǎn)權(quán)益。本人/吾等亦了解,任何方概不保證市場資料或任何其他市場信息的時(shí)效,序列,準(zhǔn)確或完整性。任何損失或損害,若因下列原因或由其產(chǎn)生,貴公司或任何傳播方概毋須承擔(dān)任何責(zé)任:任何該等資料,資訊或信息不準(zhǔn)確,錯(cuò)誤,延誤或遺漏;或該等資料,資訊或信息傳送或交付時(shí)的任何不準(zhǔn)確,錯(cuò)誤,延誤或遺漏;或任何該等資料,資訊或信息因貴公司或任何傳播方的疏忽行為以致無法履行或提供;或任何不可抗力事件;或任何其他非貴公司所能控制或任何傳播方所能合理控制的其他原因。本人/吾等只會(huì)把股票報(bào)價(jià)用於自身用途,不會(huì)因任何原因向任何其他人士或?qū)嶓w提供該等資料。

  4.3 本人/吾等承認(rèn),因無法預(yù)料的通訊擠塞及其他原因,互聯(lián)網(wǎng)是存有內(nèi)在不可靠性的通訊媒體,而該不可靠性非貴公司所能控制。本人/吾等承認(rèn),因該不可靠性,在傳送及接收指令及其他資料時(shí)可能有延誤,以致執(zhí)行指令的延誤及/或執(zhí)行指令的價(jià)格與發(fā)出指令時(shí)的價(jià)格不同。本人/吾等進(jìn)一步承認(rèn)及同意,任何通訊均有誤解或錯(cuò)誤的風(fēng)險(xiǎn),而該等風(fēng)險(xiǎn)需絕對由本人/吾等承擔(dān)。本人/吾等承認(rèn)及同意,指令一經(jīng)發(fā)出,通常不可取消。

  5.境外指令

  若本人/吾等在香港以外地方向貴公司發(fā)出指令,本人/吾等同意確保及聲明,該等指令嚴(yán)格遵守該等指令發(fā)出時(shí)所在相關(guān)司法轄區(qū)的任何適用法律。本人/吾等進(jìn)一步同意,本人/吾等有疑問時(shí)會(huì)諮詢相關(guān)司法轄區(qū)的法律顧問。本人/吾等接受在香港以外地區(qū)發(fā)出的指令,可能需向相關(guān)當(dāng)局支付稅費(fèi),本人/吾等同意支付該等適用稅費(fèi)。本人/吾等同意,按要求彌償貴公司因本人/吾等在香港以外地區(qū)發(fā)出指令而發(fā)生的任何損害,損失,費(fèi)用,法律程序,要求或申索。

  6.風(fēng)險(xiǎn)披露聲明

  電子交易風(fēng)險(xiǎn)在交易高峰,市場波動(dòng),系統(tǒng)升級(jí)及維護(hù)或其他時(shí)間,互聯(lián)網(wǎng)或其他電子設(shè)施的進(jìn)入可能會(huì)受到限制甚至無法進(jìn)入。通過互聯(lián)網(wǎng)或其他電子設(shè)施進(jìn)行的交易可能會(huì)因不可預(yù)測的流量堵塞和其他貴公司無法控制的原因而受到干擾,傳輸中斷,以及傳輸延誤。由於技術(shù)上的制約,互聯(lián)網(wǎng)是一種不完全可靠的通訊媒介。由於這種不可靠性原因,交易指令及其他資訊的傳輸和接收可能會(huì)有延誤,而這會(huì)導(dǎo)致交易指令在執(zhí)行上的延誤,或者交易執(zhí)行的價(jià)格已不同于指令發(fā)出時(shí)的市場價(jià)格。而且,通信和個(gè)人資料可能會(huì)被未經(jīng)授權(quán)的第三方取得,且在通信上會(huì)存在誤解或錯(cuò)誤的風(fēng)險(xiǎn),而這些風(fēng)險(xiǎn)將完全由本人/吾等承擔(dān)。本人/吾等確認(rèn)并同意,交易指令一旦發(fā)出通常將不可能取消。

  簽署確認(rèn)

  本人/吾等,為下述簽署人,茲承認(rèn)本人/吾等已閱讀,知悉,及明白本協(xié)議之內(nèi)容并接受其條款及條件。

  客戶(簽字):_________        客戶主任(簽字):_________

  _________年____月____日        _________年____月____日

  見證人(簽字):_________

  _________年____月____日

  附件

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:

  i/we am/are the client holding the securities account(s) with you numbered _________ (the "account") and refer to my/our cash/margin client’s agreements in respect of the account dated _________. i/we agree that the account may be to open one or more securities trading account(s) (the "account") to be operated through internet trade service,in my/our name or on my/our behalf for the purpose of and in connection with the sale and purchase of securities,and i/we agree that the account shall be operated in accordance with and subject to the following terms and conditions in addition to the securities client’s agreement:-

  1. definition and construction

  1. definition and construction

  1.1 in this agreement,the following terms shall bear the following meanings:

  1.1 in this agreement,the following terms shall bear the following meanings:

  " access codes" means together the password and the user name;

  (1)" access codes" means together the password and the user name;

  (2)" account" means my internet securities trading account with you operated through the internet trade service;

  " account" means my internet securities trading account with you operated through the internet trade service;

  "internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

  (3)"internet trade service" means the on-line securities trading service provided by _________ under this agreement comprising the electronic trading ervice,any information contained in _________ web site and the software comprised in them;

  (4)"electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "electronic trading service" means the facility which enables me/us to give electronic instructions and to access the information services provided by the internet trade;

  "instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

  (5)"instruction" means any instruction for the buying or selling of or otherwise dealing in any securities;

  (6)"internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "internet trading policy" means the policy relating to the operation of the internet trade service as amended from time to time;

  "password" means my/our personal password used in conjunction with the user name to gain access to the service;

  (7)"password" means my/our personal password used in conjunction with the user name to gain access to the service;

  (8)"client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "client’s agreement" means _________ cash client’s agreement or margin client’s agreement;

  "_________" means _________ securities limited;

  (9)"_________" means _________ securities limited;

  (10)"user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  "user name" means the client’s personal identification used in conjunction with the password to gain access to the electronic trading service and other services offered by phoenix capital.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shall include a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  1.2 words denoting the singular shall include the plural and vice versa, reference to one gender shall include all genders and words denoting person shallinclude a firm or sole proprietorship,partnership,syndicate and corporation and vice versa.

  2. internet trade service

  2. internet trade service

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.1 i/we understand that the electronic trading service is semi-automated facility which enables me/us to send electronic instructions and receive information services.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.2 i/we agree to use the electronic trading service and any additional services offered through the internet trade service only in accordance with the terms of this agreement in addition to the client’s agreement.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.3 i/we shall be the only authorized user of the electronic trading service under the account.i/we understand and acknowledge that the internet trade service relies on the access codes to authenticate me/us as the authorized user for the account.i/we shall be responsible for the confidentiality and use of the access codes. i/we acknowledge and agree that i/we shall be solely responsible for all instructions entered through the electronic trading service using the access code and neither you nor your directors,officers or employees shall have any liability to me/us,or to any other person whose claim may arise through me/us,for any claims with respect to the handling, mishandling or loss of any instruction.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.4 i/we acknowledge that the internet trade service is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attempt to, tamper with, modify, decompile, reverse engineer or otherwise alter in any way, and shall not attempt to gain unauthorized access to, any part of the internet trade service. i/we acknowledge that you may take legal action against me/us, if i/we at any time breach this warranty and undertaking or if you at any time reasonably suspect that i/we have breached the same. i/we undertake to notify you immediately if i/we become aware that any of the actions described above in this paragraph is being perpetrated by any other person.

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

  2.5 i/we further acknowledge and agree that, as a condition of using the electronic trading service to give instructions, i/we shall immediately notify you if:

  (1)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  a. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an order number;

  b. an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

  (2)an instruction in respect of the account has been placed through the electronic trading service and i/we have not received an accurate acknowledgement of the instruction or of its execution (whether by hard copy, electronic or verbal means);

  (3)i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  c. i/we have received acknowledgement (whether by hard copy, electronic or verbal means) of a transaction which i/we did not instruct or any similar conflict; or

  d.i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

  (4)i/we become aware of any unauthorized use of the user name or password.

  2.6 i/we understand that you shall prepare the internet trading policy setting out the operation policy and procedures of the internet trade service applicable at any time which shall be available at the internet trade web site the terms of which shall be binding on me/us in respect of my/our use of the internet trade service. in the event of inconsistencies between the terms of this agreement and the internet trading policy, the terms of this agreement shall prevail.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.7 i/we acknowledge that the price quotation service, if any, for securities, available at the internet trade web site is provided by a third party provider appointed by you from time to time. i/we acknowledge and agree that you shall not be responsible to me/us for any losses,costs, expenses, damages or claims which i/we may suffer as a result of or in connection with any aspect of the quote service including my/our reliance on such service.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.8 i/we understand that the electronic trading services may provide, for informational purpose only, data about securities published by third parties. owing to market volatility and possible delay in the data-transmission process, the data may not be real-time market quotes for the relevant securities or investment. i/we understand that whilst you believe such data to be reliable, there is no independent basis for you to verify or contradict the accuracy or completeness of the information provided by third parties. i/we understand that no recommendation or endorsement from you shall be inferred from the data provided with respect to any securities or investment.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.9 i/we understand that information provided in the electronic trading services is provided on an ’’as is", ’’as available" basis and you do not guarantee the timeliness, sequence, accuracy,adequacy or completeness of such information. you give no express or implied warranties (including but not limited to warranties of merchantability or fitness for a particular use) with respect to such information.

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  2.10 i/we accept the risks of receiving or gaining access to services through and communicating and conducting transactions over the internet or other electronic means or facilities for the purpose of the internet trade service.

  3. the account

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.1 i/we acknowledge that i/we may only access the account through the internet and i/we agree that should i/we experience any problems in reaching you through the internet, i/we shall attempt to use alternative methods to communicate with you and inform you of the difficulty i/we am/are experiencing.

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  3.2 when opening the account, i/we shall state in the account application the amount of my/our initial deposit of funds in the account for the use with the internet trade service. such amount shall be paid to your offices or bank account either by cheque, bankers draft or telegraphic transfer. i/we acknowledge that the access codes shall not be notified to me/us until cleared funds in the amount stated on the account application have been received by you.

  4. instructions- dealings through the internet trade service

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.1 you shall not be responsible for delays in the transmission, receipt or execution of instructions due to either transmission of communication facilities, or unreliable medium of communication or to any other cause or causes beyond your control or anticipation.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.2 i/we understand that each participating securities exchange or association asserts a proprietary interest in all of the market data it furnishes to the parties who disseminate such data. i/we also understand that no party guarantees the timeliness, sequence, accuracy or completeness of market data or any other market information. neither you nor any disseminating party shall be liable in any way for any loss or damage arising from or caused by any inaccuracy, error or delay in or omission from any such data, information or message, or the transmission or delivery of the same, non-performance or interruption of any such data, message or information due to any negligent act of you or any disseminating party, or to any force majeure event, or any other cause beyond your control or the reasonable control of any disseminating party. i/we shall use stock quotation for my/our individual use only and shall not furnish such data to any other person or entity for any reason.

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  4.3 i/we acknowledge that the internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond your control. i/we acknowledge that, as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. i/we further acknowledge and agree that there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that instruction may not be cancelled after it has been given.

  5. instructions outside hong kong

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  if i/we give any instruction to you outside hong kong, i/we agree to ensure and represent that such instruction will have been given in compliance with any applicable law of the relevant jurisdiction from which my instruction is given, and i/we further agree that i/we shall, when in doubt, consult legal advisers and other professionals of the relevant jurisdiction. i/we accept that there may be taxes or charges payable to relevant authorities in respect to any instruction given outside hong kong , and i/we agree to pay such taxes or charges as possible.

  6. risk disclosure statement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  risk of electronic trading. access to the internet or other electronic devices may be limited or unavailable during periods of peak demand, market volatility, systems upgrades or maintenance or for other reasons. transactions conducted through the internet or other electronic devices may be subject to interruption, transmission blackout, and delayed transmission due to unpredictable traffic congestion and other reasons beyond your control. internet is, due to technical limitation, an inherently unreliable medium if communication. as a result of such unreliability, there may be delays in the transmission and receipt of instructions and other information and that this may result in delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing prices at the time the instructions are given. moreover, communications and personal data may be accessed by authorized third parties; and there are risks of misunderstanding or errors in any communication and that such risks shall be absolutely borne by me/us. i/we acknowledge and agree that it shall not usually be possible to cancel an instruction after it has been given.

  acknowledgement

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  date:_________.

  i/we,the undersigned, hereby acknowledge that i/we have read, is/are aware of and understand the contents of the client’s agreement and accept its terms and conditions thereof.

  client(signature):_________      account executive(signature):_________

  print name of client:_________

  date:_________             date:_________

  signed by account executive:_________

  witness(signature):_________

  print name of witness:_________

  date:_________

互聯(lián)網(wǎng)證券買賣協(xié)議(附加於現(xiàn)金/保證金客戶協(xié)議書) 篇2

  合同編號(hào):_______________

  出租人(甲方):_________________

  承租人(乙方):_________________

  保管人(第三方):

  根據(jù)《中華人民共和國合同法》、《中華人民共和國擔(dān)保法》等有關(guān)法律、法規(guī)的規(guī)定,三方就編號(hào)為__________的《北京市市場場地租賃合同

  第一條 保證金的管理

  保證金由甲、乙雙方共同委托的第三方(北京市市場協(xié)會(huì))管理,并計(jì)取銀行同期活期存款利息。

  第二條 乙方保證金

  自本合同簽訂之日起______日內(nèi),乙方(是/否)應(yīng)支付《租賃合同》約定租金總額______%計(jì)_____元的保證金,作為履行合同和提供商品服務(wù)質(zhì)量的擔(dān)保。

  第三條 乙方保證金按下列第種方式支付:

  1.由甲方轉(zhuǎn)交第三方的,甲方應(yīng)向乙方開具收據(jù)并出具第三方的收款憑據(jù)。

  2.乙方直接支付第三方的,乙方應(yīng)向甲方出具第三方的收款憑據(jù)。

  第四條 乙方保證金應(yīng)用于以下第種情況:

  1.《租賃合同》終止后因乙方的商品、服務(wù)存在缺陷導(dǎo)致顧客投訴、索賠經(jīng)確認(rèn)屬于乙方責(zé)任的,甲方應(yīng)從乙方的保證金及利息中扣除相應(yīng)的費(fèi)用補(bǔ)償顧客或承擔(dān)先行賠償責(zé)任,保證金及利息不足以彌補(bǔ)甲方為此支出的費(fèi)用的,甲方有權(quán)向乙方追償。

  2.《租賃合同》履行期間因乙方的商品、服務(wù)存在缺陷導(dǎo)致顧客投訴、索賠經(jīng)確認(rèn)屬于乙方責(zé)任的,甲方有權(quán)從乙方的保證金及利息中扣除相應(yīng)的費(fèi)用補(bǔ)償顧客或承擔(dān)先行賠償責(zé)任,保證金及利息不足以彌補(bǔ)甲方為此支出的費(fèi)用的,甲方有權(quán)向乙方追償。

  3.乙方因自身原因未經(jīng)甲方同意擅自解除合同的,乙方的保證金及利息不予返還。

  4.《租賃合同》終止后乙方拖欠稅費(fèi)或行政管理機(jī)關(guān)罰沒款的,甲方有權(quán)使用乙方保證金及利息進(jìn)行支付。

  第五條 在租賃期限內(nèi)甲方按照本合同第四條第二款的約定使用乙方保證金及利息的,必須提前日書面通知乙方。在《租賃合同》終止后甲方按照約定使用乙方保證金及利息的,應(yīng)保存好相關(guān)憑證。

  第六條 乙方保證金的補(bǔ)足

  在租賃期限內(nèi)使用乙方保證金的,乙方應(yīng)在使 用后______日內(nèi)將保證金補(bǔ)足,補(bǔ)足方式同本合同第三條的約定。

  第七條 乙方保證金的返還

  《租賃合同》終止后______日內(nèi),如甲方確認(rèn)乙方無本合同第四條約定之情況的,保證金及利息應(yīng)全額返還乙方。

  第八條 乙方逾期日未支付保證金或補(bǔ)足保證金的,甲方有權(quán)解除《租賃合同》。

  第九條 甲方保證金支付方式

  甲方在市場內(nèi)收取租戶保證金的,應(yīng)采取市場整體一次性支付的方式支付對應(yīng)保證金,數(shù)額為市場當(dāng)年租金總額的________%(2-5%),以作為履行合同的擔(dān)保。

  甲方保證金應(yīng)于每年_____月_____日前向第三方支付,甲方保證金使用后,應(yīng)于_____日內(nèi)補(bǔ)足。新設(shè)立的市場應(yīng)于開業(yè)后三個(gè)月內(nèi)向第三方支付保證金。

  第十條 甲方保證金應(yīng)用于以下情況:

  甲方因自身原因擅自解除合同的,應(yīng)支付給乙方與乙方交納的保證金及利息等額的保證金。

  第十一條 第三方的權(quán)利義務(wù)

  1.妥善保管甲、乙雙方支付的保證金,保證金應(yīng)存入指定銀行的指定帳戶、不得轉(zhuǎn)存、隱匿。

  2.確認(rèn)保證金按照本合同約定的事由支取,不得挪作他用。

  3.收取保證金應(yīng)開具合法、規(guī)范的收款憑據(jù)。

  第十二條 爭議解決方式

  本合同項(xiàng)下發(fā)生的爭議,三方協(xié)商解決或申請有關(guān)部門調(diào)解解決,協(xié)商或調(diào)解解決不成的,按下列第______種方式解決(只能選擇一種):

  1.提交北京仲裁委員會(huì)仲裁;

  2.依法向__________________人民法院起訴。

  第十三條 其他約定事項(xiàng)________________________

  第十四條 本合同一式份,甲方份,乙方份,第三方份,_______________________

  第十五條 本合同自三方簽字蓋章之日起生效。

  甲方:(章)_____________

  乙方:(章)_____________

  住所:___________________

  住所:___________________

  營業(yè)執(zhí)照號(hào)碼:___________

  營業(yè)執(zhí)照號(hào)碼:___________

  市場登記證號(hào)碼:_________

  身份證號(hào)碼:______ ______

  法定代表人:_____________

  法定代表人:_____________

  委托代理人:_____________

  委托代理人:_____________

  電話:___________________

  電話:___________________

  第三方(章):___________

  住所:___________________

  法定代表人:_____________

  委托代理人:_____________

  電話:___________________

  指定銀行:_______________

  指定帳號(hào):_______________

  簽訂時(shí)間:_______________

  簽訂地點(diǎn):_______________

互聯(lián)網(wǎng)證券買賣協(xié)議(附加於現(xiàn)金/保證金客戶協(xié)議書) 篇3

  合同編號(hào):________________

  甲方:_________________

  法定住址:________________

  法定代表人:_________________

  職務(wù):_________________

  委托代理人:_________________

  身份證號(hào)碼:_________________

  通訊地址:________________

  郵政編碼:________________

  聯(lián)系人:_____________

  電話:_________________

  電掛:_________________

  傳真:_________________

  帳號(hào):_________________

  電子信箱:________________

  乙方:_________________

  法定住址:________________

  法定代表人:_________________

  職務(wù):_________________

  委托代理人:_________________

  身份證號(hào)碼:_________________

  通訊地址:________________

  郵政編碼:________________

  聯(lián)系人:_____________

  電話:_________________

  電掛:_________________

  傳真:_________________

  帳號(hào):_________________

  電子信箱:________________

  鑒于:_________________

  1.________________(以下簡稱甲方)為中華人民共和國境內(nèi)合法成立并有權(quán)攝制或與他人共同投資攝制電影電視的公司法人。_____________(以下簡稱乙方)為________________(國家或地區(qū))合法成立并有權(quán)投資和從事影片攝制的獨(dú)立公司法人。(或者,乙方是_______________國公民)

  2.為促進(jìn)中外文化交流,繁榮電視劇創(chuàng)作,甲乙雙方?jīng)Q定聯(lián)合制作________________集電視劇《_____________》(外文名稱《_____________》,下稱電視劇)。

  3.甲乙雙方聯(lián)合攝制電視劇的立項(xiàng)申請已經(jīng)獲得中華人民共和國廣播電影電視行政主管機(jī)關(guān)的批準(zhǔn)并取得準(zhǔn)予拍攝的批復(fù)。

  鑒于此,雙方本著自愿、平等、互惠互利、誠實(shí)信用的原則,經(jīng)充分友好協(xié)商,訂立如下合同條款,以資共同恪守履行。

  第一條電視劇投資預(yù)算及合作方式

  電視劇總投資預(yù)算初步確定為¥_____________萬元,每集為¥_____________萬元。

  甲乙雙方合作制作電視劇可以采取以下方式:_________________

  (一)聯(lián)合制作,系甲乙雙方共同投資、共派主創(chuàng)人員、共同分享利益及共同承擔(dān)風(fēng)險(xiǎn)的電視劇制作方式;

  (二)協(xié)作制作,系指由乙方出資并提供主創(chuàng)人員,在境內(nèi)拍攝全部或部分外景,甲方提供勞務(wù)或設(shè)備、器材、場地予以協(xié)助的電視劇制作方式;

  (三)委托制作,系指乙方出資,委托甲方在境內(nèi)制作的電視劇制作方式。

  第二條投資方式

  以上投資款,支付至雙方指定賬戶:_________________,開戶行:_________________,帳號(hào):_________________.

  合同簽訂后_____________個(gè)工作日內(nèi),雙方即付定金_____________元(大寫:_____________)。如果一方未能按時(shí)支付定金,另一方有權(quán)單方面終止本合同書,并與第三方簽訂類似合同書。

  項(xiàng)目確定、《拍攝許可證》取得后,開機(jī)前一周內(nèi),甲、乙雙方即付清投資余款,否則,視為違約,守約方有權(quán)向違約方要求賠償損失。

  甲乙雙方應(yīng)按時(shí)、足額的履行各自的出資義務(wù),否則,視為自動(dòng)放棄參與聯(lián)合攝制電影片的任何權(quán)利,并賠償對方因此而遭受的一切損失。

  第三條劇本和生產(chǎn)許可

  (一)本劇前期創(chuàng)意、劇本寫作等主要?jiǎng)?chuàng)作要素由雙方共同確定(或本片劇本由_____________(甲方/乙方)提供,經(jīng)甲、乙雙方同意)并獲中國廣電總局批準(zhǔn)拍攝;

  (二)雙方一致同意,本劇經(jīng)中國廣電總局批準(zhǔn)立項(xiàng)后,將嚴(yán)格按照審查通過的劇本拍攝,不得隨意進(jìn)行實(shí)質(zhì)性的改動(dòng)。確需對劇名、主要人物、主要情節(jié)和劇集長度等進(jìn)行改動(dòng)的,需征得雙方同意,并報(bào)送廣電總局重新審批;

  (三)甲方承擔(dān)并辦理與本片有關(guān)的合拍申請、報(bào)批電視劇送審、取得發(fā)行許可證的相關(guān)手續(xù)。審查電視劇及取得發(fā)行放映許可證的費(fèi)用由甲方承擔(dān)并預(yù)先支付(僅包括管理部門按正式文件規(guī)定收取的劇本審查、節(jié)目立項(xiàng)、雙片審查費(fèi)用,必須提供有效證明);

  (四)本片在藝術(shù)處理上應(yīng)符合中國國情,尊重中華民族的風(fēng)俗習(xí)慣。

  第四條攝制組人員組成

  (一)電視劇的攝制組由甲、乙雙方共同組成。

  (二)雙方商定電視劇出品人甲方為_____________,乙方為_____________;

  (三)電視劇的導(dǎo)演為_____________,編劇為_____________;

  (四)本片演員均由_____________(甲或乙)方指定并提供,經(jīng)另一方同意,并按規(guī)定程序?qū)⒂嘘P(guān)資料報(bào)批;

  (五)攝制組全體人員、設(shè)備及重要拍攝場地的安全進(jìn)行保險(xiǎn),保險(xiǎn)費(fèi)由攝制組承擔(dān)。

  第五條拍攝和后期制作

  (一)電視劇的拍攝周期,甲、乙雙方商定自_______________年___________月至_______________年___________月底完成;

  1.開機(jī)時(shí)間:_____________;

  2.停機(jī)時(shí)間:_____________;

  3.出片時(shí)間:_____________.

  (二)電視劇的拍攝地點(diǎn)為_____________.如根據(jù)劇情需要移至其他地點(diǎn)拍攝,甲、乙雙方應(yīng)協(xié)商確定。

  (三)電視劇在中國內(nèi)地拍攝期間,攝制組人員應(yīng)遵守中華人民共和國法律、法規(guī),尊重拍攝地風(fēng)俗習(xí)慣。

  第六條專職負(fù)責(zé)人

  甲方委派_____________、乙方委派_____________作為專職負(fù)責(zé)人參加電視劇的拍攝,由其全權(quán)負(fù)責(zé)拍攝電視劇的日常管理工作;財(cái)務(wù)支出的票據(jù)和其他財(cái)務(wù)報(bào)銷單據(jù),均需取得該被委派的兩名專職負(fù)責(zé)人的共同簽字確認(rèn)。

  專職負(fù)責(zé)人的酬金享受本片制片待遇(甲方/乙方詳列工作內(nèi)容及薪酬標(biāo)準(zhǔn))。他們在協(xié)助協(xié)調(diào)本片拍攝的各項(xiàng)工作所發(fā)生的食、宿、交通、電訊等費(fèi)用由攝制組承擔(dān),實(shí)報(bào)實(shí)銷。

  在本合同生效期間內(nèi),任何一方變更專職負(fù)責(zé)人,應(yīng)事先書面通知對方。

  第七條專用賬戶的設(shè)立和監(jiān)管

  雙方委派的專職負(fù)責(zé)人應(yīng)當(dāng)于本合同生效之日開始工作,并于本合同生效之日起_____________日內(nèi)開立聯(lián)合攝制電視劇專用賬戶,該賬戶隨拍攝工作的完成(包括應(yīng)要求修改補(bǔ)拍工作的完成)統(tǒng)一結(jié)算后即予廢止。對于專用賬戶由雙方委派的專職負(fù)責(zé)人共同管理,以監(jiān)督投資雙方資金的投入及支出情況。專用賬戶資金的支取程序由雙方另行商定作為本合同的附件。

  第八條財(cái)產(chǎn)及權(quán)利歸屬

  聯(lián)合攝制電視劇所形成的全部有形財(cái)產(chǎn)和無形財(cái)產(chǎn)及其衍生權(quán)利,除甲乙雙方另有約定外,均屬甲乙雙方共有。

  其中,無形財(cái)產(chǎn)包括但不限于電視劇著作權(quán)、商業(yè)運(yùn)作、電視劇宣傳推廣過程中衍生出來的其他具有財(cái)產(chǎn)性質(zhì)的知識(shí)產(chǎn)權(quán)。

  第九條利潤分配及虧損負(fù)擔(dān)

  因聯(lián)合攝制電視劇獲得的利潤或形成的虧損凈值應(yīng)當(dāng)根據(jù)具體情況在甲乙雙方之間按約定的出資比例分配。所謂凈值,指聯(lián)合攝制電視劇的總收入(包括有形財(cái)產(chǎn)和無形財(cái)產(chǎn)的總和)減去拍攝電視劇的支出總額。計(jì)算凈值時(shí),所有列支項(xiàng)目必須是為拍攝電視劇直接支付的費(fèi)用以及其他經(jīng)甲乙雙方一致同意的項(xiàng)目。

  所有應(yīng)繳稅款應(yīng)按照中華人民共和國的法律規(guī)定進(jìn)行,由甲乙雙方按約定的出資比例分別承擔(dān)。

  電視劇利潤的分配或損失的承擔(dān)方式,由甲乙雙方另行簽訂補(bǔ)充協(xié)議作為本合同的附件。

  第十條財(cái)務(wù)與會(huì)計(jì)

  甲乙雙方應(yīng)在電視劇的主要拍攝地點(diǎn)保存有關(guān)的運(yùn)營情況的賬簿和會(huì)計(jì)記錄。賬簿與會(huì)計(jì)記錄應(yīng)當(dāng)符合中華人民共和國的財(cái)務(wù)會(huì)計(jì)法律、法規(guī)的要求,同時(shí)應(yīng)當(dāng)報(bào)送當(dāng)?shù)刎?cái)政部門、稅務(wù)機(jī)關(guān)備案。受委派的專職財(cái)務(wù)人員有義務(wù)向甲乙雙方的法定代表人及其委派的專職負(fù)責(zé)人提供定期財(cái)務(wù)報(bào)表(包括月報(bào)、季報(bào)和年報(bào))和特殊情況下的應(yīng)要求提供的臨時(shí)報(bào)表。

  甲乙雙方法定代表人及其委派的專職負(fù)責(zé)人有權(quán)在不妨礙電視劇攝制工作進(jìn)展的情況下可隨時(shí)閱覽、檢查及核實(shí)會(huì)計(jì)帳簿以及其它會(huì)計(jì)記錄。

  第十一條財(cái)務(wù)結(jié)算

  甲乙雙方應(yīng)按會(huì)計(jì)年度,做到一年一結(jié)賬。每個(gè)會(huì)計(jì)年度結(jié)束時(shí),應(yīng)就聯(lián)合攝制電視劇做一份全面準(zhǔn)確的會(huì)計(jì)結(jié)算。該年度會(huì)計(jì)結(jié)算應(yīng)當(dāng)確定本會(huì)計(jì)年度內(nèi)的利潤或虧損的凈值,并視具體情況將其按規(guī)定的比例記錄在會(huì)計(jì)賬簿的貸方或借方上。

  在年度會(huì)計(jì)結(jié)算時(shí),若聯(lián)合攝制專用賬戶資金總額超過拍攝工作所需儲(chǔ)備資金總額的,應(yīng)當(dāng)由甲乙雙方按照約定進(jìn)行分配。任何一方對合資拍攝項(xiàng)目負(fù)有債務(wù)的,應(yīng)當(dāng)首先從其應(yīng)得分配額中針對其債務(wù)予以沖抵。

  第十二條署名權(quán)

  電視劇拍攝完成后,由甲方負(fù)責(zé)報(bào)送相應(yīng)電視劇審查機(jī)構(gòu)審查,乙方應(yīng)予以協(xié)助。若電視劇能夠經(jīng)過電視劇審查機(jī)構(gòu)的審查并取得《電視劇發(fā)行許可證》,甲乙雙方、制片人、編劇、導(dǎo)演、演員等演職人員以及鳴謝單位等在電視劇字幕及相關(guān)衍生產(chǎn)品中的署名的格式、具體位置及字體大小由甲乙雙方根據(jù)國家的相關(guān)規(guī)定協(xié)商決定。

  由于署名產(chǎn)生的爭議,由甲乙雙方另行協(xié)商解決;甲乙雙方一致同意該爭議不影響本合同其他條款的履行。

  第十三條保證

  甲方:_________________

  1.甲方為一家依法注冊、合法存續(xù)并持有《電視劇制作許可證(甲種)》的電視劇制作單位。

  2.甲方簽署和履行本合同所需的一切手續(xù)(_____________)均已辦妥并合法有效。

  3.在簽署本合同時(shí),任何法院、仲裁機(jī)構(gòu)、行政機(jī)關(guān)或監(jiān)管機(jī)構(gòu)均未作出任何足以對甲方履行本合同產(chǎn)生重大不利影響的判決、裁定、裁決或具體行政行為。

  4.甲方為簽署本合同所需的內(nèi)部授權(quán)程序均已完成,本合同的簽署人是甲方法定代表人或授權(quán)代表人。本合同生效后即對合同雙方具有法律約束力。

  乙方:_________________

  1.乙方為一家依法注冊、合法存續(xù)的電視劇制作單位。

  2.乙方簽署和履行本合同所需的一切手續(xù)(_____________)均已辦妥并合法有效。

  3.在簽署本合同時(shí),任何法院、仲裁機(jī)構(gòu)、行政機(jī)關(guān)或監(jiān)管機(jī)構(gòu)均未作出任何足以對乙方履行本合同產(chǎn)生重大不利影響的判決、裁定、裁決或具體行政行為。

  4.乙方為簽署本合同所需的內(nèi)部授權(quán)程序均已完成,本合同的簽署人是乙方法定代表人或授權(quán)代表人。本合同生效后即對合同雙方具有法律約束力。

  第十四條競業(yè)禁止

  在保證為本聯(lián)合攝制的電視劇投入必須的時(shí)間、資金及履行其他相關(guān)義務(wù)的前提下,甲乙雙方任何一方當(dāng)事人都可以參與此電視劇以外的獨(dú)立于對方當(dāng)事人的其他任何類型和性質(zhì)的電影、電視劇和電視節(jié)目的商業(yè)營運(yùn),但不得參與與此電視劇有競爭的電視劇和電視節(jié)目的投資項(xiàng)目。

  一方參與上述商業(yè)運(yùn)營,無須通知對方當(dāng)事人,并對其在該商業(yè)運(yùn)營上的所得擁有絕對所有權(quán),同時(shí)亦無須給對方當(dāng)事人提供相應(yīng)商業(yè)投資的機(jī)會(huì)。任何一方當(dāng)事人皆不得因此向?qū)Ψ疆?dāng)事人主張任何權(quán)利。

  第十五條合同的解除

  發(fā)生下列情形之一,甲乙雙方可以通過書面形式解除本合同:_________________

  1.甲乙雙方在本合同中所作的保證不真實(shí)或未實(shí)現(xiàn)的;

  2.甲乙雙方依據(jù)其本國法律破產(chǎn)、解散或被吊銷法人資格

  3.甲乙雙方被依法吊銷《電視劇制作許可證》。

  第十六條合同的終止

  甲乙雙方約定,發(fā)生下列情況之一,本合同終止履行:_________________

  1.本合同規(guī)定的合同期限屆滿;

  2.甲乙雙方通過書面協(xié)議一致同意解除本合同;

  3.電視劇拍攝完畢后報(bào)請電視劇審查機(jī)構(gòu)審批不能通過或經(jīng)修改仍不能通過的;

  4.因不可抗力致使合同目的不能實(shí)現(xiàn)的;

  5.在委托期限屆滿之前,當(dāng)事人一方明確表示或以自己的行為表明不履行合同主要義務(wù)的;

  6.當(dāng)事人一方遲延履行合同主要義務(wù),經(jīng)催告后在合理期限內(nèi)仍未履行;

  7.當(dāng)事人有其他違約或違法行為致使合同目的不能實(shí)現(xiàn)的;

  8.__________________.

  第十七條保密

  未經(jīng)另一方同意,任何一方不得在電視劇公映之前向任何第三方泄漏劇情、演員、拍攝進(jìn)度等其所知曉的與電視劇相關(guān)的一切信息。若本合同未生效,任何一方不得泄露在簽約過程中知悉的商業(yè)秘密。

  甲乙雙方保證對其在討論、簽訂、執(zhí)行本協(xié)議過程中所獲悉的屬于對方的且無法自公開渠道獲得的文件及資料(包括商業(yè)秘密、公司計(jì)劃、運(yùn)營活動(dòng)、財(cái)務(wù)信息、技術(shù)信息、經(jīng)營信息及其他商業(yè)秘密)予以保密。但法律、法規(guī)另有規(guī)定或雙方另有約定的除外。保密期限為_____________年。

  任何一方若違反上述保密義務(wù),應(yīng)賠償對方因此而遭受的經(jīng)濟(jì)損失。

  第十八條通知

  1.根據(jù)本合同需要一方向另一方發(fā)出的全部通知以及雙方的文件往來及與本合同有關(guān)的通知和要求等,必須用書面形式,可采用_____(書信、傳真、電報(bào)、當(dāng)面送交等)方式傳遞。以上方式無法送達(dá)的,方可采取公告送達(dá)的方式。

  2.各方通訊地址如下:_____________.

  3.一方變更通知或通訊地址,應(yīng)自變更之日起__________日內(nèi),以書面形式通知對方;否則,由未通知方承擔(dān)由此而引起的相關(guān)責(zé)任

  第十九條合同的變更

  本合同履行期間,發(fā)生特殊情況時(shí),甲、乙任何一方需變更本合同的,要求變更一方應(yīng)及時(shí)書面通知對方,征得對方同意后,雙方在規(guī)定的時(shí)限內(nèi)(書面通知發(fā)出_____________天內(nèi))簽訂書面變更協(xié)議,該協(xié)議將成為合同不可分割的部分。未經(jīng)雙方簽署書面文件,任何一方無權(quán)變更本合同,否則,由此造成對方的經(jīng)濟(jì)損失,由責(zé)任方承擔(dān)。

  第二十條合同的轉(zhuǎn)讓

  除合同中另有規(guī)定外或經(jīng)雙方協(xié)商同意外,本合同所規(guī)定雙方的任何權(quán)利和義務(wù),任何一方在未經(jīng)征得另一方書面同意之前,不得轉(zhuǎn)讓給第三者。任何轉(zhuǎn)讓,未經(jīng)另一方書面明確同意,均屬無效。

  第二十一條爭議的處理

  1.本合同受中華人民共和國法律管轄并按其進(jìn)行解釋。

  2.本合同在履行過程中發(fā)生的爭議,由雙方當(dāng)事人協(xié)商解決,也可由有關(guān)部門調(diào)解;協(xié)商或調(diào)解不成的,按下列第______種方式解決

  (1)提交_____________仲裁委員會(huì)仲裁;

  (2)依法向人民法院起訴。

  第二十二條不可抗力

  1.如果本合同任何一方因受不可抗力事件影響而未能履行其在本合同下的全部或部分義務(wù),該義務(wù)的履行在不可抗力事件妨礙其履行期間應(yīng)予中止。

  2.聲稱受到不可抗力事件影響的一方應(yīng)盡可能在最短的時(shí)間內(nèi)通過書面形式將不可抗力事件的發(fā)生通知另一方,并在該不可抗力事件發(fā)生后______日內(nèi)向另一方提供關(guān)于此種不可抗力事件及其持續(xù)時(shí)間的適當(dāng)證據(jù)及合同不能履行或者需要延期履行的書面資料。聲稱不可抗力事件導(dǎo)致其對本合同的履行在客觀上成為不可能或不實(shí)際的一方,有責(zé)任盡一切合理的努力消除或減輕此等不可抗力事件的影響。

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